Legal & Compliance

Legal & Compliance May 2013

Compliance: Avoiding Traps for the Unwary

Almost all public firms mention their commitment to compliance on their websites and publicity materials. Such pronouncements are important, but they are nothing more than empty words unless they are backed by action.
Legal & Compliance May 2013

Anti-bribery and Corruption Law: Renewed Intent

Firms operating globally should take note. Revised guidance from both the US and UK authorities together with strong statements of renewed intent signal that enforcement actions are expected to continue to heat up in the years ahead.
Industry December 2009 / January 2010

Interactive Dialogue

Among the reforms to the regulatory inspection process recently announced by Japan's Securities and Exchange Surveillance Commission (SESC) is an emphasis on "more interactive dialogue" with management.